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Cadwalader, Wickersham & Taft LLP
The CFTC delayed the compliance date for "Phase Six" of the initial margin requirements from September 1, 2021 to September 1, 2022.
Mayer Brown
Perhaps responding to complaints about the lack of global coordination of transition for the expected cessation of LIBOR by December 31, 2021, ...
Cadwalader, Wickersham & Taft LLP
The FRB is also seeking feedback on existing capital planning guidance.
Cadwalader, Wickersham & Taft LLP
The Financial Stability Oversight Council reviewed a proposed regulatory capital framework by the Federal Housing Finance Agency for Fannie Mae and Freddie Mac.
Cadwalader, Wickersham & Taft LLP
A futures commission merchant and four introducing brokers settled CFTC charges for failure to meet minimum net capital requirements.
Cadwalader, Wickersham & Taft LLP
Federal Register: Capital Requirements of Swap Dealers and Major Swap Participants (85 FR 57462).
Cadwalader, Wickersham & Taft LLP
A Farm Credit Administration proposal that would amend the regulatory capital requirements for Farm Credit System institutions was published in the Federal Register.
Kramer Levin Naftalis & Frankel LLP
Insurance holding companies should be closely following the accelerating efforts by state insurance regulators to impose oversight over group (in addition to legal entity) financial resources.
Cadwalader, Wickersham & Taft LLP
A dually-registered futures commission merchant and retail foreign exchange dealer settled CFTC charges for net capital rule violations.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of effective dates and comment deadlines.
Cadwalader, Wickersham & Taft LLP
The CFTC issued two separate proposals to amend the uncleared swap margin requirements.
Cleary Gottlieb Steen & Hamilton LLP
On July 22, 2020, by a 3-2 vote, the Commodity Futures Trading Commission (CFTC) adopted final rules establishing capital and financial reporting requirements for swap dealers (SDs)...
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board voted to approve individual large bank capital requirements.
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for registration and inspection failures.
Kramer Levin Naftalis & Frankel LLP
The National Association of Insurance Commissioners is engaged in ongoing efforts to develop capital standards for U.S. insurance groups comparable to its European counterpart's and other...
Cadwalader, Wickersham & Taft LLP
ISDA and several other industry group associations (the "Associations") expressed their joint commitment to moving financial markets toward a "digital future."
Shearman & Sterling LLP
With fewer than 18 months until the expected cessation of the London Interbank Offered Rate (LIBOR), regulators have developed a keen interest on how financial institutions are preparing
Cadwalader, Wickersham & Taft LLP
The final rule imposes capital requirements, and financial reporting and recordkeeping requirements, on non-prudentially regulated ("nonbank") SDs.
Kramer Levin Naftalis & Frankel LLP
On July 9, the Financial Stability Board (FSB) and the Basel Committee on Banking Supervision (BCBS) published a report on the findings of surveys on supervisory issues related to LIBOR...
Cadwalader, Wickersham & Taft LLP
The Bank for International Settlements ("BIS") Basel Committee on Banking Supervision finalized several "limited" revisions to the credit valuation adjustment ("CVA") risk framework.
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