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L2 Counsel
With the wildly successful exits for shareholders at Spotify Technology SA and Slack Technologies Inc. via direct listings on the New York Stock Exchange, and with Asana Inc.'s direct listing now in process.
Mayer Brown
On August 26, 2020, the SEC approved the proposal submitted by the NYSE that allows companies to conduct concurrent primary offerings as part of a direct listing on that exchange.
Arnold & Porter
The SEC has given the New York Stock Exchange (NYSE) clearance to allow companies to raise capital in connection with a direct listing on the NYSE.
Mayer Brown
On June 22, 2020, the New York Stock Exchange ("NYSE") submitted an amended proposal to the Securities and Exchange Commission ("SEC") that would modify existing NYSE rules...
Cahill Gordon & Reindel LLP
The Nasdaq Stock Market LLC ("Nasdaq") recently filed with the Securities and Exchange Commission (the "SEC") three proposals or "releases" to adopt new Listing Rules and amend...
Shearman & Sterling LLP
Equity-based incentives are intended to motivate high levels of performance and align the interests of employees with those of shareholders.
Cooley LLP
As COVID-19 spreads throughout the United States and around the globe, companies are wondering what they can or should be doing to ensure the on-going effectiveness of their equity incentive and other compensation plans.
Shearman & Sterling LLP
In November 2019, the New York Stock Exchange (NYSE) filed a proposed rule change seeking to modify its listing rules to allow companies...
Pillsbury Winthrop Shaw Pittman LLP
The New York State Department of Financial Services (DFS) proposed guidance that will ease the approval for companies licensed for virtual currency business in New York
Cooley LLP
2019 marked the rise of the Direct Listing.
Cooley LLP
Recently, the Securities and Exchange Commission rejected the proposal by the New York Stock Exchange to allow for primary sales of stock by companies going public using direct listings.
O'Melveny & Myers LLP
On Wednesday, December 11, 2019, the NYSE resubmitted proposed rules to the SEC to enable capital raises through direct listings ("Primary Direct Listings").
O'Melveny & Myers LLP
On Friday, December 6, 2019, the SEC rejected the NYSE's proposal to allow companies to raise capital through a direct listing.
Jones Day
On December 6, 2019, the U.S. Securities and Exchange Commission rejected a proposed New York Stock Exchange ("NYSE") rule change that would allow companies to raise capital in a direct ...
Jones Day
In February 2018, the SEC approved amendments to the NYSE listing requirements, which opened the door to direct listings for private companies whose shares did not actively trade...
Fenwick & West LLP
Spotify did it. Slack did it. Many other late-stage private technology companies are reported to be seriously considering doing it
Fenwick & West LLP
Assuming you've already weighed the pros and cons and decided that a direct listing is right for your company, we've put together a list of a few must-do items to ensure everything goes...
Fenwick & West LLP
The high-profile public market debuts of tech unicorns Spotify and Slack are encouraging many late-stage, venture-backed technology companies to consider whether a direct ...
Fenwick & West LLP
Spotify did it. Slack did it. Many other late-stage private technology companies are reported to be seriously considering doing it. Should yours?
O'Melveny & Myers LLP
On November 26, 2019, the NYSE filed proposed rule changes to allow companies to raise capital through a direct listing (a "Primary Direct Listing").
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