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WilmerHale
The Congressional Oversight Commission released its fifth report, which focuses on the Federal Reserve's Municipal Liquidity Facility (MLF).
Morrison & Foerster LLP
John Smith spoke to Thomson Reuters' Legal Executive Institute for an article covering this year's national conference for the Association of Certified Anti-Money-Laundering Specialists (ACAMS)...
Cadwalader, Wickersham & Taft LLP
CFTC-adopted amendments to rules requiring registration for non-U.S. derivatives clearing organizations ("DCOs") were published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for inaccurate classification of expenses that resulted in books and records violations.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board, the FDIC, and the OCC ("banking agencies") revised the regulatory capital rule in order to limit the interconnectedness of large banks and reduce systemic risk.
Holland & Knight
In an important new development, the Consumer Financial Protection Bureau (CFPB) on Oct. 7, 2020, announced that it has rescinded Compliance Bulletin No. 2015-15.
Proskauer Rose LLP
In the universe of equity compensation, an "LTIP" is a commonly used term that invokes a "long term incentive program,"
Wolf, Greenfield & Sacks, P.C.
The Board affirmed a Section 2(e)(2) refusal to register the marks WA529, in standard character and design form (below), for "Pre-paid educational financial services, ...
Troutman Pepper Hamilton Sanders
With a hot national spotlight on issues of racial diversity, equality, and inclusion, the composition of corporate boards of directors is facing increased scrutiny from the American public,...
Dickinson Wright PLLC
On Friday, October 2, 2020, the Small Business Administration ("SBA") issued a Procedural Notice setting out the required procedures for companies pursuing certain equity or asset purchases ...
Butler Weihmuller Katz Craig LLP
Oftentimes, third-party liability adjusters will refuse to pay the full amount of the "Repair Cost Value" ("RCV") of the damages included in the subrogation demand, ...
Cadwalader, Wickersham & Taft LLP
FINRA Includes Customers' Age and Health Considerations in Sanctions Guidelines.
Cadwalader, Wickersham & Taft LLP
The MOU sets forth the terms under which the regulators will cooperate in supervising relevant clearinghouses, including through information sharing.
Cadwalader, Wickersham & Taft LLP
Federal Reserve Board Vice Chair for Supervision Randal Quarles described the vulnerabilities of nonbank financial intermediation, revealed by COVID-19 related shocks to the financial markets.
FTI Consulting
If you were asked to predict the hot topic in Congress five years from now what would you say? Healthcare? Tax policy? Immigration?
Ropes & Gray LLP
In this Ropes & Gray podcast, asset management attorneys Egan Cammack and Andy Des Rault discuss the LIBOR transition and the key differences between the approaches that are currently...
Gordon Rees Scully Mansukhani
The ability of the Federal Trade Commission ("FTC") to obtain monetary restitution for consumers just took a major loss from the Seventh Circuit Court of Appeals
Vedder, Price P.C.
Aviation Regulation Comparative Guide for the jurisdiction of United States, check out our comparative guides section to compare across multiple countries
Mayer Brown
On 21 September 2020, Steven Maijoor, Chair at the European Securities and Markets Authority ("ESMA"), delivered a speech at City Week 2020 in London.
Mayer Brown
As attention to IBORtransition accelerates and becomes more focused, it is critical to have access to comprehensive and timely resources about the market.
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