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Jones Day
On March 20, 2020, under authority derived from the Public Health State of Emergency declared in Georgia on March 14, the Governor of Georgia issued Executive Order 03.20.20.02 that includes provisions...
Polsinelli LLP
2020 got off to a busy start with the U.S. Securities and Exchange Commission ("SEC") securing an important victory in the ongoing court battle with Telegram Group Inc.
Akin Gump Strauss Hauer & Feld LLP
Earlier this year, the Securities and Exchange Commission (SEC) encouraged registrants to consider the impact of the novel coronavirus (COVID-19)...
Buchanan Ingersoll & Rooney PC
The uncertainties, disruptions and dynamic circumstances created by the COVID-19 pandemic present numerous corporate reporting challenges.
Shearman & Sterling LLP
Equity-based incentives are intended to motivate high levels of performance and align the interests of employees with those of shareholders.
Foley Hoag LLP
The SEC has extended the conditional relief it granted earlier this month to allow reporting companies and others to delay certain filings required by the Securities Exchange Act of 1934.
Arnold & Porter
The COVID-19 pandemic has shocked financial markets around the world. As governments and private citizens implement drastic measures to slow the spread of the virus....
Kramer Levin Naftalis & Frankel LLP
Below is a list of resources detailing responses to the coronavirus disease (COVID-19) by New York state and New York federal courts, alternative dispute resolution forums, and certain regulators.
Cleary Gottlieb Steen & Hamilton LLP
In recent weeks, global markets have experienced a dramatic increase in volatility in reaction to the coronavirus (COVID-19) pandemic.
Buchanan Ingersoll & Rooney PC
In a proclamation, Russell Wiegel, Commissioner of the Florida Office of Financial Regulation (OFR) has suspended filing requirements for branch office locations of securities broker-dealers,...
Polsinelli LLP
Polsinelli's FinTech and Regulation Practice hosted a webinar on how to survive an SEC investigation and enforcement action.
Shipman & Goodwin LLP
We are providing this guidance to our clients and friends with respect to Section 11 of Governor Lamont's Executive Order No. 7I ("Order 7I") that was issued on Saturday, March 21, 2020.
Akin Gump Strauss Hauer & Feld LLP
On March 23, 2020, the Federal Reserve announced several new measures aimed at confronting the economic fallout from the COVID-19 pandemic and keeping credit markets functioning.
Arnold & Porter
Late last week, amidst the ongoing COVID-19 pandemic, the press reported that a number of US Senators had sold significant amounts of stock after certain committee briefings and other updates.
Duane Morris LLP
On March 25, 2020, the Securities and Exchange Commission announced that it is extending the filing periods covered by its previously enacted conditional reporting relief for certain public company filing obligations...
Mayer Brown
On March 12, 2020, the US Securities and Exchange Commission (SEC) adopted amendments to the accelerated filer and large accelerated filer definitions in Rule 12b-2 under the Securities Exchange Act of 1934 (Rule 12b-2).
WilmerHale
Late in the evening March 18, 2020, the Federal Reserve announced the establishment of a new Money Market Mutual Fund Liquidity Facility (MMLF2020) to enhance the liquidity and functioning of prime money markets.
Mayer Brown
On March 23, 2020, the US Securities and Exchange Commission issued an order providing exemptions from various provisions of the Investment Company Act of 1940 to provide flexibility to open-end investment companies ...
K&L Gates
On December 18, 2019, the SEC proposed amendments to Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended, which would expand the definition of "accredited investor".
K&L Gates
On February 21, 2020, the Massachusetts Securities Division officially adopted regulations that would raise the standard of conduct applicable to broker-dealers and their agents.
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