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Proskauer Rose LLP
During an October 21, 2020 "stakeholder" call, Director Leen took the opportunity to laud the agency's accomplishments over the past four years, including record financial recoveries.
FTI Consulting
Section 11 of the Securities Act imposes liability for underwriters, directors and others involved with a public securities offering.
Fenwick & West LLP
The order also applies limits to purportedly divisive DEI training within the military and federal agencies, and with respect to federal grant recipients.
Mayer Brown
On 21 September 2020, Steven Maijoor, Chair at the European Securities and Markets Authority ("ESMA"), delivered a speech at City Week 2020 in London.
Cooley LLP
On Friday, the SEC announced adoption of final amendments to the auditor independence rules, largely as proposed at the end of 2019.
Cadwalader, Wickersham & Taft LLP
The SEC adopted a final rule that updates its "auditor independence" rules and codifies certain staff consultations.
Cadwalader, Wickersham & Taft LLP
FINRA requested feedback on a concept proposal setting forth how the FINRA rules might apply to security-based swaps ("SBS").
L2 Counsel
As we emerge from a global pandemic where working from home for many has become the new normal, smart entrepreneurs must leverage remote work and other technology to manage and scale their businesses.
Proskauer Rose LLP
Asset managers commonly engage regulatory compliance consultants to aid them in addressing regulatory requirements and implementing compliance programs.
Torres Law, PLLC
Ransomware attacks have increased exponentially in recent years and COVID-19's remote work policies only contributed to how successful bad actors are in perpetrating the attacks.
Mayer Brown
The Real Estate Settlement Procedures Act is ambiguous, and compliance often turns on the facts of arrangements. For that reason, settlement service providers have been ...
Cadwalader, Wickersham & Taft LLP
At SEC Speaks 2020, SEC Commissioner Elad L. Roisman shared his views on regulatory enforcement actions and SEC settlements.
Torres Law, PLLC
U.S. Customs and Border Protection (CBP or Customs) valuation laws and regulations cover a wide range of transactions that may occur when importing into the United States.
Cleary Gottlieb Steen & Hamilton LLP
In the wake of one of the largest reported medical ransomware attacks in U.S. history,] the U.S. Department of the Treasury, Office of Foreign Assets Control and Financial Crimes Enforcement Network issued last week ...
Tactical Law Group LLP
Companies suffering through an Oracle software audit are doubtless familiar with Oracle's overreaches involving an Oracle customer's use of VMware virtualization software
Cadwalader, Wickersham & Taft LLP
The FRB Order charged the bank's holding company.
Ropes & Gray LLP
On October 6, 2020 the CFTC approved a final rule amending the reporting requirements for registered commodity pool operators on Form CPO-PQR (the "Final Rule").
L2 Counsel
These days, businesses that are quickly growing don't necessarily know the ‘do's and don'ts' of expanding into new jurisdictions. In this post,...
WilmerHale
On October 1, 2020, the US Department of the Treasury's Office of Foreign Assets Control (OFAC) and Financial Crimes Enforcement Network (FinCEN)
Holland & Knight
Unforgiven Paycheck Protection Program (PPP) loans have created a great deal of consternation for PPP borrowers looking to engage in merger and acquisition (M&A) transactions...
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