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Herrington Carmichael
The Financial Services industry is no stranger to post termination restrictions or restrictive covenants. They are commonly used in order to protect business interests...
Norton Rose Fulbright Hong Kong
This year is one that continues to threaten multiple challenges for financial institutions. They arise from two main sources: the rapid pace of technological change and geopolitical upheaval affecting the financial markets.
Travers Smith LLP
The FCA has published a consultation paper (CP24/7) on Payment Optionality for Investment Research. This sets out the regulator's considered proposals in the light of one...
Proskauer Rose LLP
Welcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.
Akin Gump Strauss Hauer & Feld LLP
The Financial Conduct Authority (FCA) is seeking views on proposed rules that would allow asset managers to opt for bundled payments for third-party investment research, reversing a significant aspect of the UK's implementation of research rules under the Markets in Financial Instruments Directive (MiFID II).
Gowling WLG
Join us for the latest episode of The Space. This week, we're joined by Navin Prabhakar, partner in our Banking and Finance team to hear about his role.
Bird & Bird
Asset Recovery Comparative Guide for the jurisdiction of UK, check out our comparative guides section to compare across multiple countries
Akin Gump Strauss Hauer & Feld LLP
Last month, the United Kingdom Financial Conduct Authority announced that it is considering new procedures under which it would publicly identify firms that are under investigation as soon as the investigation has been opened.
Osborne Clarke
On 19 March 2024, the Financial Conduct Authority (FCA) published its 2024/2025 Business Plan placing the reduction and prevention of financial crime as its number one commitment.
Osborne Clarke
Directors of the special purpose vehicles created for PFI projects should be aware of the steps they need to take ahead of project expiry
Proskauer Rose LLP
On 26 March 2024, the legislative package amending the Alternative Investment Fund Managers Directive 2011/61/EU ("the "AIFMD") and (to a certain extent) the UCITS Directive was published...
Norton Rose Fulbright Hong Kong
The Authorised Surplus Payments Charge (Variation of Rate) Order 2024 was laid before Parliament on March 11, 2024, and will amend the authorised...
Katten Muchin Rosenman LLP
On 21 March 2024, HM Treasury (HMT) published a policy paper (Policy Paper) setting out its approach to designating critical third parties (CTPs). This follows the Bank of England...
WTW
How moving beyond traditional risk management can break down business silos and change the culture around risk for the better of your organization.
Gowling WLG
In a recent dispute arising out of a Private Finance Initiative (PFI) project under the Building Schools for the Future programme, the Technology and Construction Court...
Norton Rose Fulbright
Our podcast series Split the difference explores divergence between the EU and UK regulatory regimes in the markets space.
Herbert Smith Freehills
The government has made new regulations (the 2024 Order) to update the exemptions in the Financial Services and Markets Act 2000 (Financial Promotions) Order 2005...
Herbert Smith Freehills
FTSE Russell, which maintains the FTSE indices, has published a notice indicating how the FCA's proposed reform of the UK listing regime will impact FTSE UK indices.
European Union
Cadwalader, Wickersham & Taft LLP
December 2023 saw the publication by the EU of the near-final version of its ‘Banking Package' that makes significant changes to the Capital Requirements Directive known as ‘CRD VI'.
Mayer Brown
On 5 March 2024, the European Commission adopted a delegated regulation that will supplement the EU Securitisation Regulation with regulatory technical standards ("RTS") in relation to simple...
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