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Ropes & Gray LLP'S Private Investment Funds
Ropes & Gray LLP'S Private Investment Funds
Ropes & Gray LLP
Separately Managed Accounts – SEC Resolves One "Inadvertent Custody" Ambiguity
14 Jun 2018 | United States
Separately Managed Accounts – SEC Provides Guidance On "Inadvertent" Custody And Reliance On Standing Letters Of Authorization
06 Apr 2017 | United States
CFTC Adopts Amended Position Limit Aggregation Rules – Action by Asset Managers May Be Required
14 Jan 2017 | United States
New FINRA Capital Acquisition Broker Rule Set May Be Of Interest To Private Fund Sponsors
25 Oct 2016 | United States
SEC Approves FINRA Rules Addressing "Pay-to-Play" Practices
21 Oct 2016 | United States
FCA Proposals To Extend Reporting Requirements For Non-EU AIFMS
18 Jul 2016 | European Union
SEC Proposes Rule Requiring Investment Advisers To Adopt Business Continuity And Transition Plans
07 Jul 2016 | United States
SEC Settles With Private Equity Fund Adviser Charged With Acting As An Unregistered Broker
08 Jun 2016 | United States
SEC Proposes Incentive-Based Compensation Rule: How To Determine Whether Your Firm Will Be Impacted
17 May 2016 | United States
Ropes & Gray Private Investment Fund Update: January 2016
18 Jan 2016 | United States
Common Reporting Standards Come Into Effect For Many Offshore Funds On January 1, 2016
30 Dec 2015 | Worldwide
Gramm-Leach-Bliley Act Amendment Eliminates Annual Privacy Notice Requirement For Many Advisers And Funds
16 Dec 2015 | United States
Partnership Audit Reform Passed Into Law
10 Nov 2015 | United States
U.S. Banking Regulators Finalize Minimum Margin Requirements For Uncleared Swaps
03 Nov 2015 | United States
SEC's OCIE Risk Alert Announces New Cybersecurity Exam Initiative – Focus Includes Conducting Tests Of Efficacy Of Firm's Procedures And Controls
21 Sep 2015 | United States
BEA Releases New BE-180 Form And Related Guidance In Advance Of Upcoming Deadline
18 Sep 2015 | United States
FinCEN Rule Proposes AML Regulations For Registered Investment Advisers
28 Aug 2015 | United States
Ropes & Gray Private Investment Fund Update: August 2015
05 Aug 2015 | United States
SEC Proposes Amendments To Form ADV And Recordkeeping Rule
02 Jun 2015 | United States
SEC Clarifies "Voting Equity Securities" For Purposes Of The Bad Actor Rules
18 May 2015 | United States
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