Canada:
Canadian Registration Compliance Services
08 January 2021
McCarthy Tétrault LLP
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Broker-dealers, investment advisers and fund managers -
Non-resident Securities Businesses ("NRSB") –
wanting to engage Canadian investors can do so relatively easily if
they obtain regulatory exemption from registration requirements.
Although the risk of non-compliance with applicable securities,
derivatives, anti-money laundering, and economic sanctions laws can
be severe, McCarthy Tétrault has significant experience
helping clients seek this exemption, unlocking the vast potential
of Canadian capital markets and allowing NRSBs to finance with
confidence.
Check out our video outlining the challenges of, and solutions
to, doing business in Canada as a NRSB.
To view the original article click here
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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