The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, delayed actions and effective dates. Click on the links below to view deadlines from April 16, 2020 to April 30, 2020.
For continuous real-time updates, please consult the Cabinet Regulatory Calendar.
Comment Deadlines
- April 20: CFTC - Swap Execution Facility Requirements and Real-Time Reporting Requirements
- April 20: FINRA - Proposed Enhancements to Continuing Education Requirements
- April 23: FINRA - Extended Pilot Program Deadline for Transactions in Exchange-Listed Securities
- April 28: SEC - Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information
- April 29: CFTC - Position Limits for Derivatives
- April 29: MSRB - Extended Comment Deadline on Proposed Board Governance Amendments Due to COVID-19
- April 30: FINRA - Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting)
Delayed Action
- Delayed from October 18, 2019 to April 20, 2020: FINRA Expiration Date - Pilot Deadline for Transactions in Exchange-Listed Securities in 2020
Effective Date
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
