The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates and delayed actions. Click on the links below to view deadlines from February 1, 2020 to February 15, 2020.
For continuous real-time updates, please consult the Cabinet Regulatory Calendar.
Comment Deadlines
- February 3: SEC - Amendments to Exemptions From the Proxy Rules for Proxy Voting Advice
- February 3: SEC - Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8
- February 4: FDIC - Proposed Regulations for Federal Interest Rate Authority
- February 10: SEC - Investment Adviser Advertisements; Compensation for Solicitations
- February 11: FTC and DOJ - Draft Vertical Merger Guidelines for Public Comment
- February 14: FDIC - Incorporation of Existing Statement of Policy Regarding Requests for Participation in the Affairs of an Insured Depository Institution by Convicted Individuals
Effective Dates
- February 1: NFA - Amendments to Interpretive Notice on "Break-Even" Analysis
- February 3: FINRA - FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE)) to Remove Computer-to-Computer Interface ("CTCI") as a Technological Option for TRACE Reporting (PROPOSED)
- February 13: Treasury - Provisions Pertaining to Certain Investments in the United States by Foreign Persons
- February 13: Treasury - Provisions Pertaining to Certain Transactions by Foreign Persons Involving Real Estate in the United States
- February 14: SEC - Recordkeeping and Reporting Requirements for Security-Based Swaps Dealers
- February 15: US Patent and Trademark Office - Changes to the Trademark Rules of Practice To Mandate Electronic Filing
Delayed Actions
- Delayed from February 12, 2020 to September 1, 2021: FINRA Expiration Date: Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
- Delayed from February 14, 2020 to March 16, 2020: FDIC Comment Deadline: Incorporation of Existing Statement of Policy Regarding Requests for Participation in the Affairs of an Insured Depository Institution by Convicted Individuals
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
