1048762.jpg

In this episode of the Above Board podcast, Morrison & Foerster partner Dave Lynn speaks with Jina Choi, San Francisco partner and former director of the SEC's San Francisco Regional Office, about Rule 10b5-1 Plans. Jina discusses what these plans are, how they get implemented, and how they are intended to mitigate the risk of insider trading. Dave and Jina examine the recent scrutiny around Rule 10b5-1 plans. Jina also gives valuable advice on what boards should be considering in relation to Rule 10b5-1 plans.

Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Morrison & Foerster LLP. All rights reserved

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.