This is a reminder that all SEC-registered investment advisers and all FINRA-registered broker dealers must submit their renewal fees and state notice filings via the Investment Adviser Registration Depository (IARD)/Central Registration Depository (CRD) by December 17. Duff & Phelps recommends funding IARD/CRD accounts a few days prior to the deadline.
If you have any questions or require further information, please do not hesitate to contact one of our experts.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
