United States:
An Insider Trading Crackdown Begins To Snare Top Execs
03 August 2023
Morrison & Foerster LLP
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Ed Imperatore spoke to The Messenger about the Justice
Department and Securities and Exchange Commission (SEC) moving
against executives who have allegedly abused a program meant to
prevent profiting from proprietary information.
"This is an SEC enforcement division that is very much
focused on institutional insider trading and what they view as
abusive or aggressive practices in the context of public
companies," Ed said. Given the combination of new rules and
new enforcement cases, "I don't think it's a
coincidence these things are happening at the same time."
Read the full article.
Because of the generality of this update, the information
provided herein may not be applicable in all situations and should
not be acted upon without specific legal advice based on particular
situations.
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