United States:
Litigating With The SEC
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The SEC has made clear that it welcomes the possibility of
having more cases proceed to litigation and has the resources it
needs to take hard cases to trial.1 The SEC has also
added to its recently expanded arsenal of sanctions by requiring
admissions of wrongdoing as a condition of settling certain
enforcement actions.2
Please click here to continue reading the full text of this
article.
A chapter written by Douglas Davison, Michael Mugmon and Chris
Johnstone, published in the
Practising Law Institute's SEC Compliance and Enforcement
Answer Book 2015.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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