United States:
Calmly Navigate Client Complaints
21 January 2016
Fox Rothschild LLP
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Your broker client has filed a complaint. What now?
We invite you to listen to this podcast in which Fox partners
Joshua Horn and
Ernest E. Badway, co-chairs of the firm's Securities
Industry practice group, share best practices and dos and
don'ts for successfully managing client complaints and lawsuits
to help reduce risk and minimize any regulatory action.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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