United States:
MSRB Temporarily Reduces Dealer Fees
02 August 2018
Cadwalader, Wickersham & Taft LLP
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The MSRB will temporarily reduce underwriting, transaction and
technology fees for dealers under
MSRB Rule A-13 (Underwriting and Transaction Assessments for
Brokers, Dealers and Municipal Securities Dealers) in order to (i)
"provide short-term limited relief to dealers" and (ii)
"reduce excess MSRB reserves."
The reduced rates will apply to qualifying activity that occurs
between October 1, 2018 and December 31, 2018 and will revert back
to current levels effective January 1, 2019.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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