The Securities and Exchange Commission announced that it will hold a roundtable on October 26, 2020 during which the SEC staff and the FINRA staff will discuss their initial observations on Regulation Best Interest and Form CRS implementation. The roundtable will include representatives from the SEC's Office of Compliance Inspections and Examinations, Division of Trading and Markets, and Division of Investment Management. The discussion will be virtual and open to the public.
See the SEC's release here.
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