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Duane Morris LLP
Many portfolio companies are experiencing operational and financial challenges like never before
Jones Day
The companies were added to the Entity List for aiding Chinese military construction in the South China Sea.
Morrison & Foerster LLP
Morrison & Foerster is pleased to share this 2019 - 2020 review of the responses to shareholder proposal no-action requests from the Division of Corporation Finance (the "Division")...
Shearman & Sterling LLP
On October 15, 2020, Judge Martha M. Pacold of the United States District Court for the Northern District of Illinois granted a motion to dismiss a putative securities class action asserting...
Shearman & Sterling LLP
On October 21, 2020, Judge Beth Labson Freeman of the United States District Court for the Northern District of California dismissed a putative securities class action...
Cadwalader, Wickersham & Taft LLP
SEC IM Division Director Looks To Modernize Rules For Small Fund Sponsors.
Cadwalader, Wickersham & Taft LLP
The SEC sanctioned a private equity fund adviser for overcharging management fees to a fund that it managed.
Cadwalader, Wickersham & Taft LLP
The SEC Division of Trading and Markets issued a warning letter to broker-dealers operating programs in which they borrow fully paid margin securities from their customers.
Morrison & Foerster LLP
McLane Middleton, Professional Association
In this world of the "new normal," are there ways to enter into binding contracts by purely electronic means?
Kramer Levin Naftalis & Frankel LLP
Recent events have brought renewed attention to the push for greater diversity in the boardroom. In this alert, we discuss several developments highlighting the need for public company directors...
Cadwalader, Wickersham & Taft LLP
An investment firm was fined $2.9 billion by several domestic and foreign authorities, including the Federal Reserve Board, the DOJ, the SEC, the Financial Conduct Authority and the Bank...
Cadwalader, Wickersham & Taft LLP
The SEC and CFTC (collectively, the "Commissions") adopted a final rule reducing the margin requirements for security futures.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Hester Peirce encouraged additional clarification on the potential liability faced by compliance officers in the execution of their responsibilities.
Mayer Brown
Preparations are key to a successful proxy and annual report season, and autumn is not too early to begin.
Morrison & Foerster LLP
California's Assembly Bill (AB) 979 is set to make waves both within the state and across the country as a groundbreaking new law that ...
Mayer Brown
The Securities and Exchange Commission has announced a virtual panel discussion on October 29, 2020, where panelists will discuss topics ranging from investor access to private markets to the SEC's...
Cooley LLP
couple of weeks ago, the SEC settled charges against Andeavor, an energy company formerly traded on the NYSE and now wholly owned by Marathon Oil
Mayer Brown
The first step is to review the relevant supply chain contracts.
Torres Law, PLLC
Industry is well aware of the final rule published on April 28, 2020 (Final Rule), by the U.S. Department of Commerce, Bureau of Industry and Security (BIS) that, among other changes, revises the...
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