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Financial Services
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Cadwalader, Wickersham & Taft LLP
The Tax Court recently ruled that a new partnership ("New Shoals") that is deemed to form on a technical termination may use a taxable year that starts...
Arnold & Porter
Last month, Congress began considering the American Privacy Rights Act, or the APRA. The bill has rare bipartisan support and could pass this year.
Arnold & Porter
Earlier this month, the Seventh Circuit issued an opinion addressing a few issues of note for our Qui Notes readers, including the circuit split on the causation standard for a False Claims Act (FCA)...
Akin Gump Strauss Hauer & Feld LLP
Last week, the Securities and Exchange Commission imposed expanded privacy and cybersecurity obligations on fund managers and sponsors registered with the SEC as investment advisers.
Alvarez & Marsal
The first quarter of 2024 showed a much-welcomed return to profitable growth for many wealth managers. However, to continue to build upon this growth, wealth management leaders...
Kohn, Kohn & Colapinto, LLP
Reporting from Bloomberg details recent requests sent to major banks by the U.S. Commodity Futures Trading Commission (CFTC) seeking non-disclosure agreements...
Cadwalader, Wickersham & Taft LLP
Earlier this year the U.S. Department of Justice ("DOJ") brought USA v. Ahlgren, its first crypto case with tax evasion allegations unrelated...
Cadwalader, Wickersham & Taft LLP
Earlier this month, the IRS released Revenue Procedure 2024-24, which sets forth new requirements for requests for private letter rulings ("PLRs") on corporate spin-off and split-off transactions.
Goodwin Procter LLP
As a reminder, the Securities and Exchange Commission (SEC) and the National Association of Private Fund Managers (NAPFM) and the other Petitioners in the Private Funds Rules Litigation...
Greenberg Traurig, LLP
In March 2023, the CFPB issued a final rule to implement Section 1071 of the Dodd-Frank Act. As we discussed in a GT Alert issued at that time, the CFPB's Small Business Lending Rule...
Mayer Brown
Join us on the latest episode of Financial Services Focus as Justin Herring, Jeff Taft and Ana Bruder discuss key cyber threats facing the financial services industry, including third-party risks....
Mayer Brown
Join us for the first episode of Mayer Brown's Financial Services Focus series. Financial Services Focus will provide updates on the key
Mayer Brown
Matt Bisanz interviews Ethan Heisler, founder of the Bank Treasury Newsletter, on recent developments in bank funding risk.
Mayer Brown
On May 15, 2024, the US Securities and Exchange Commission ("SEC") adopted amendments (the "Amendments") to Regulation S-P under the Securities Exchange Act of 1934 (the "Exchange Act")...
Sheppard Mullin Richter & Hampton
On May 13, the FTC's amendment to the Safeguards Rule relating to the reporting of data breaches and security incidents, which were announced in October of 2023, became effective. As a reminder, the FTC's Safeguards...
Sheppard Mullin Richter & Hampton
On May 16, the United States Supreme Court, in a 7-2 ruling, held that the CFPB's funding mechanism does not violate the Appropriations Clause of the U.S. Constitution. As we previously discussed in greater detail here.
Proskauer Rose LLP
On 3 May 2024, the European Commission published a summary of the 2023 consultation on the EU Sustainable Finance Disclosure Regulation.
Lowenstein Sandler
On May 13, the Securities and Exchange Commission (SEC) and the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) released a joint notice of a proposed...
European Union
Proskauer Rose LLP
After political to-and-fro for over two years, the EU Corporate Sustainability Due Diligence ("CS3D") made it over the line on 24 April 2024 with the European Parliament formally approving it.
Proskauer Rose LLP
The European Securities and Markets Authority ("ESMA") has published its Final Report on the Guidelines on funds' names using ESG or sustainability-related terms...
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